Partnership Executive

COMPLY

Partnership Executive Consultant advising clients on compliance and regulatory obligations. Managing client relationships and developing innovative service offerings in the financial services sector.

Posted 5/28/2026full-timeRemote • 🇺🇸 United StatesSeniorLead💰 $155,000 - $180,000 per yearWebsite

About the role

Key responsibilities & impact

Provide senior-level compliance consulting services to investment advisers and, where applicable, broker-dealers and private fund managers.
Manage ongoing client relationships and deliver high-quality service across annual engagements and project-based work.
Conduct and lead complex compliance reviews (remote and on-site), including synthesizing findings into clear, actionable recommendations for client stakeholders.
Draft and review disclosure documents, policies and procedures, and other regulatory materials.
Advise clients on regulatory developments, risk areas, and industry best practices.
Contribute to the development, enhancement, and rollout of new and innovative service offerings.
Support the tactical implementation of new services, including development of methodologies, documentation, and internal guidance.
Assist in the creation and delivery of internal training to support consistent execution across the consulting team.
Serve as a senior subject matter resource for consultants, VPs, and Directors across the organization.
Provide practical, experience-based guidance on complex regulatory and client issues.
Support team members by helping troubleshoot challenging scenarios and offering insight grounded in industry best practices.
Contribute to maintaining high standards of quality and consistency across client deliverables.
Partner with sales teams to support business development efforts.

Requirements

What you’ll need

Law degree or advanced compliance experience required.
Significant experience (typically 8–12+ years) in investment adviser compliance, with strong working knowledge of the Investment Advisers Act of 1940.
Experience with private funds strongly preferred; familiarity with CFTC/NFA, and/or FINRA requirements is a plus.
Prior compliance consulting experience a plus.
Demonstrated ability to analyze complex regulatory issues and provide clear, practical guidance.
Strong interpersonal and communication skills, with the ability to engage effectively across all levels of an organization.
Proven ability to operate as a senior individual contributor in a collaborative, client-service environment.
Experience contributing to service development, training, or internal initiatives is highly valued.
Willingness and ability to travel as needed.
Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).

Benefits

Comp & perks

To learn more about our values, mission and the wide-range of perks offered to employees at Comply, visit https://www.comply.com/careers/.
Health insurance
Retirement plans
Professional development
Bonuses
Flexible work arrangements

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

compliance consultingregulatory reviewsdrafting disclosure documentsrisk analysisservice developmenttraining deliverymethodologies developmentclient relationship managementinvestment adviser complianceregulatory guidance

Soft Skills

interpersonal skillscommunication skillscollaborative skillsproblem-solvingclient-service orientationanalytical skillsleadershipquality assurancestakeholder engagementteam support

Certifications

law degreeadvanced compliance experience