Senior Internal Audit Manager
Coastal
full-time
Posted on:
Location Type: Remote
Location: United States
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Salary
💰 $162,682 - $195,217 per year
Job Level
About the role
- Establish and manage a comprehensive, dynamic audit assurance program for assigned business units (BU). Supervise and coordinate audit activities to ensure all assigned responsibilities are performed in a high-quality manner and on a timely basis.
- Assume responsibility for the overall coordination and successful completion of a dynamic audit plan for assigned business units.
- Proactively develop and maintain mutually beneficial working relationships with Senior Management of the assigned BUs.
- Participate in the planning, scoping and execution of audit activities within the framework established by the department's policies and audit methodology.
- Comprehensively analyze assigned business unit’s existing processes, and controls to determine the adequacy of the design and operating effectiveness of internal controls. Ensure compliance with laws, regulations, and corporate policies. Identify and evaluate risks present in business unit coverage areas.
- Review and approve audit reports, ensuring they are accurate, clear, concise, and relevant such that recipients readily understand issues and risks.
- Interpret the significance of audit findings and make practical recommendations.
- Serve as a subject matter expert for assigned BUs, and continually monitor trends and developments in the auditing profession and banking industry.
- Ensure FDICIA/Sarbanes-Oxley 404 internal control documentation is updated, and the related test work is completed. Summarizes control deficiencies and appropriately communicates to management to ensure proper remediation.
Requirements
- Bachelor’s/University degree (Master’s preferred) in Finance, Accounting, Business, Economics or related field.
- 7+ years of related professional experience in Compliance Internal Audit in financial services and at a minimum 5+ years in a compliance Internal Audit role within banking or fintech.
- 3+ years of experience leading audits or auditors.
- Appropriate professional certification, such as, but not limited to, CIA, CRCM, CAMS etc.
Benefits
- Medical Coverage: Choose from three competitive medical plans to find the coverage that best fits your needs and lifestyle.
- Health Savings Account (HSA): Available with eligible medical plans, offering tax advantages and employer contributions.
- Flexible Spending Accounts (FSA): Options for healthcare and dependent care expenses to help you save on out-of-pocket costs.
- Dental and Vision Insurance: Plans to keep you and your family smiling and seeing clearly.
- Life Insurance: Company-paid basic life insurance with options to purchase additional coverage for yourself and your dependents.
- Long-Term /Short-Term Disability (LTD): Income protection in the event of a long-term illness or injury.
- Supplemental Benefits: Including Hospital Indemnity, Accident Insurance, and Critical Illness coverage to provide extra financial support when you need it most.
- 401(k) Retirement Plan: A competitive retirement savings plan with company matching to help you plan for the future.
- Paid Time Off: Generous vacation and sick leave policies to support your time away from work.
- Holidays: Enjoy 11 paid holidays throughout the year.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
audit assuranceaudit planningrisk evaluationinternal controlsaudit methodologycompliance analysisreport writingprocess analysiscontrol documentationremediation communication
Soft Skills
relationship managementsupervisioncoordinationcommunicationanalytical thinkingproblem-solvingleadershipattention to detailtime managementadaptability
Certifications
CIACRCMCAMS