CNM LLP

Manager

• Lead SOX compliance teams at mature public companies and build SOX compliance programs at pre-IPO and first-year public companies; overseeing the delivery of fieldwork and project teams to meet and exceed our client’s expectations
• Advise clients as an SME on complex Sarbanes-Oxley (SOX) compliance issues, including PCAOB hot topics and external auditor requirements
• Lead engagement planning and monitor progress against key milestones; identifying and communicating timely roadblocks or delays
• Assist with and provide advice to clients on related areas including, but not limited to: risk assessment and scoping, entity level controls, fraud risk, segregation of duties, control rationalization, internal control design and operating effectiveness, management action plans, and deficiency assessments
• Collaborate with process owners to create process narratives, risk and control matrices and flowcharts; identifying opportunities to improve business processes and internal controls
• Evaluate, synthesize, organize and interpret data and information to conclude on design and operating effectiveness of key controls
• Prepare for and lead internal, client, and external auditor meetings, including, but not limited to walkthroughs, status reporting, and fieldwork close meetings
• Perform timely review of project deliverables to ensure alignment with client, external auditor requirements, and CNM quality standards
• Provide timely, open, honest, and constructive feedback to team members; seeking out ways to create extraordinary development opportunities and ways for your team to make an impact on our clients
• Build and manage client relationships, serving as a trusted advisor, responding to client needs, and acting as the main point of contact with clients
• Oversee project budgets, project resource assignments, and monitor project status and reporting; proactively identifying project risks, roadblocks, or scope creep and communicating them timely to the client
• Assist with oversight and management of off-shore delivery teams
• Balance competing priorities with minimal client disruptions, managing time effectively to maintain project progress

Internal Controls & SOX Advisory Manager, FSI

• Lead SOX compliance teams at mature public companies and build SOX compliance programs at pre-IPO and first-year public companies; Advise clients as an SME on complex Sarbanes-Oxley (SOX) compliance issues; Lead engagement planning and monitor progress against key milestones; Assist with and provide advice to clients on related areas including risk assessment and scoping, entity level controls, fraud risk, segregation of duties, control rationalization, internal control design and operating effectiveness, management action plans, and deficiency assessments; Collaborate with process owners to create process narratives, risk and control matrices and flowcharts; Evaluate, synthesize, organize and interpret data and information to conclude on design and operating effectiveness of key controls; Prepare for and lead internal, client, and external auditor meetings; Perform timely review of project deliverables; Provide timely, open, honest, and constructive feedback to team members; Build and manage client relationships; Oversee project budgets, project resource assignments, and monitor project status and reporting; Assist with oversight and management of off-shore delivery teams; Balance competing priorities with minimal client disruptions.

Internal Controls & SOX Advisory Manager, FSI

Manager – Internal Controls & SOX Advisory, FSI