CNM LLP

Manager

• Experience supporting clients in a co-sourced or fully outsourced IT Internal Audit team
• Conduct IT walkthrough meetings, and draft IT risk and controls matrices, technology summaries, and dataflow diagrams
• Assist on the follow IT Internal Audit projects ( IT Strategy, Infrastructure Audits, Data Governance, Configuration Management)
• Based on the results of the above, draft articulate and succinct observations and recommendations
• Participate in the development of our ITA service line and support the rolling out of new service capabilities and offerings
• Actively improve technical and project management skills through on-the-job feedback, performance evaluations, and participation in firm-sponsored formal training programs
• Pursue learning opportunities and develop into a subject matter resource in one or more IT domains
• Demonstrate clear and concise written and verbal skills to communicate complex issues in simple terms to clients and team members
• Produce quality deliverables requiring minimal review time and review notes
• Balance competing priorities, including responding to client as well as internal project needs to achieve with minimal disruption while maintaining project progress

IT Internal Audit Manager

• Complete assigned IT general and application controls on 2-3 project teams
• Creating system narratives and identifying key controls
• Manage project teams to evaluate IT environments and compliance
• Experience supporting clients in IT Internal Audit
• Ensure exceptional culture continues to grow team members
• Lead, develop, mentor and train teams
• Recommend internal control solutions to mitigate risk
• Maintain strong, collaborative client relationships
• Communicate complex issues simply to clients and team members
• Produce quality deliverables with minimal review time

Manager – IT Internal Audit Advisory

Consultant

• Conduct IT walkthrough meetings, and draft IT risk and controls matrices, technology summaries, and dataflow diagrams
• Perform and document design and operating effectiveness testing over IT general and application controls as well as key reports
• Demonstrate clear and concise written and verbal skills to communicate complex issues in simple terms to clients and team members
• Produce quality deliverables requiring minimal review time and review notes
• Balance competing priorities, including responding to client as well as internal project needs to achieve with minimal disruption while maintaining project progress

Independent Consultant – IT Internal Audit

Financial Planning and Analysis

• Partner with high energy, high performing project teams to work on internal audit engagements within the financial services industry, including regulated financial institutions, fintech companies, mortgage companies, broker dealers and investment companies
• Consult and advise key stakeholders on various aspects of their governance, risk and controls programs
• Create process narratives, identifying key controls, and conclude on the design of identified controls
• Perform operating effectiveness testing by selecting samples and testing attributes
• Present results to key constituents and stakeholders, including process owners, internal audit directors, and members of executive management
• Demonstrate clear and concise writing and verbal skills to communicate complex issues in simple terms to clients and team members
• Produce quality deliverables evidenced through minimal review time and review notes
• Active improving technical and project management skills through on-the-job feedback, performance evaluations, mentoring, and firm-sponsored formal training programs including monthly CPE and Subject Matter Expert (SME) training
• Respond to client needs, acting as a primary contact with clients
• Balance competing priorities with minimal client disruptions, while maintaining project progress

Senior Associate – Internal Audit, Financial Services

• Lead SOX compliance teams at mature public companies and build SOX compliance programs at pre-IPO and first-year public companies; overseeing the delivery of fieldwork and project teams to meet and exceed our client’s expectations
• Advise clients as an SME on complex Sarbanes-Oxley (SOX) compliance issues, including PCAOB hot topics and external auditor requirements
• Lead engagement planning and monitor progress against key milestones; identifying and communicating timely roadblocks or delays
• Assist with and provide advice to clients on related areas including, but not limited to: risk assessment and scoping, entity level controls, fraud risk, segregation of duties, control rationalization, internal control design and operating effectiveness, management action plans, and deficiency assessments
• Collaborate with process owners to create process narratives, risk and control matrices and flowcharts; identifying opportunities to improve business processes and internal controls
• Evaluate, synthesize, organize and interpret data and information to conclude on design and operating effectiveness of key controls
• Prepare for and lead internal, client, and external auditor meetings, including, but not limited to walkthroughs, status reporting, and fieldwork close meetings
• Perform timely review of project deliverables to ensure alignment with client, external auditor requirements, and CNM quality standards
• Provide timely, open, honest, and constructive feedback to team members; seeking out ways to create extraordinary development opportunities and ways for your team to make an impact on our clients
• Build and manage client relationships, serving as a trusted advisor, responding to client needs, and acting as the main point of contact with clients
• Oversee project budgets, project resource assignments, and monitor project status and reporting; proactively identifying project risks, roadblocks, or scope creep and communicating them timely to the client
• Assist with oversight and management of off-shore delivery teams
• Balance competing priorities with minimal client disruptions, managing time effectively to maintain project progress

Internal Controls & SOX Advisory Manager, FSI

• Lead SOX compliance teams at mature public companies and build SOX compliance programs at pre-IPO and first-year public companies; Advise clients as an SME on complex Sarbanes-Oxley (SOX) compliance issues; Lead engagement planning and monitor progress against key milestones; Assist with and provide advice to clients on related areas including risk assessment and scoping, entity level controls, fraud risk, segregation of duties, control rationalization, internal control design and operating effectiveness, management action plans, and deficiency assessments; Collaborate with process owners to create process narratives, risk and control matrices and flowcharts; Evaluate, synthesize, organize and interpret data and information to conclude on design and operating effectiveness of key controls; Prepare for and lead internal, client, and external auditor meetings; Perform timely review of project deliverables; Provide timely, open, honest, and constructive feedback to team members; Build and manage client relationships; Oversee project budgets, project resource assignments, and monitor project status and reporting; Assist with oversight and management of off-shore delivery teams; Balance competing priorities with minimal client disruptions.

IT Internal Audit Manager

Manager – IT Internal Audit Advisory

Independent Consultant – IT Internal Audit

Senior Associate – Internal Audit, Financial Services

Internal Controls & SOX Advisory Manager, FSI

Manager – Internal Controls & SOX Advisory, FSI