SVP – Senior Audit Manager, Regulatory Capital, Spot RWA Reporting
Citi
full-time
Posted on:
Location Type: Hybrid
Location: Mississauga • 🇨🇦 Canada
Visit company websiteSalary
💰 CA$141,600 - CA$212,400 per year
Job Level
Senior
About the role
- Develop and execute a robust Audit Plan for spot capital and RWA calculation and reporting under U.S. regulatory capital rules (Regulation Q – 12 CFR 217 and 12 CFR Part 3)
- Manage end-to-end audit processes including substantive (conformance and transaction) and control (design and operation) testing to support an opinion on the effectiveness of the spot RWA reporting process and control environment
- Oversee tracking, review, and delivery of issues validation and partner with Management to ensure appropriateness and effectiveness of corrective action plans
- Partner with Management and other audit teams to lead business monitoring activities including periodic updates to risk assessment scores
- Analyze findings and escalate concerns in a timely manner
- Implement integrated auditing concepts and technology and follow trends in the Audit field and adapt them for the Audit function
- Participate in major business initiatives and pro-actively advise and assist the business on change initiatives
- Partner with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues
- Appropriately assess risk when business decisions are made, drive compliance with applicable laws, adhere to Policy, and escalate/manage/report control issues with transparency
Requirements
- 10+ years of experience in a related audit or related RWA and regulatory reporting role (e.g., FFIEC 101, FFIEC 102, FR Y-9C, FFIEC 031, Pillar III)
- Demonstrated success in business, functional and people management
- Proven ability to execute concurrently on a portfolio of high-quality deliverables according to strict timetables
- Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques
- Consistently demonstrates clear and concise written and verbal communication
- Demonstrated ability to remain unbiased in a diverse working environment
- Effective time management and negotiation skills
- Bachelor’s degree/University degree or equivalent experience; Master’s degree preferred
- Related certifications preferred (CPA, ACA, CFA, CIA, CISA or similar)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
audit processesRWA calculationregulatory capital rulessubstantive testingcontrol testingrisk assessmentcontinuous improvementaudit toolsbusiness monitoringdata analysis
Soft skills
people managementcommunicationtime managementnegotiationunbiased decision makingproblem solvingcollaborationleadershipadaptabilitycritical thinking
Certifications
CPAACACFACIACISA