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About the role
Key responsibilities & impact- Main point of contact for client/administrator operational queries
- Trade handling across equity and fixed income PB, including trade capture, trade kick-outs, broker mapping and connectivity issue resolution with clients/administrators
- Management of client trade activity, liaising with settlements and clients to resolve any issues
- Management of client cash activity, authorisations, reporting and query resolution
- Review client cash balances / portfolios for operational issues
- Documentation and publication of MIS where required
- Completion of all daily processes and controls including ad-hoc tasks that may be assigned
- Driving initiatives to reduce Manual Touch Points (MTP’s)
- Helping to maintain a culture and environment where processes, risks and controls are continually monitored
- Helping to develop an effective control framework that fully meets audit, compliance and regulatory requirements
Requirements
What you’ll need- BS/BA degree or equivalent work experience preferred.
- Energetic, flexible, collaborative and proactive.
- Strong, influential communicator who is articulate and concise
- Strong risk management and control mindset
- Provides evaluative judgement based on analysis of factual information in complicated, unique and dynamic situations
- Self reliant, good problem solver, results orientated.
- Ability to establish and build trust with professionals throughout the business.
- Client Service experience essential, preferably within Prime Brokerage
- Solid understanding of life-cycle of trade processing for significant product type (Equity / Fixed Income / Derivatives)
Benefits
Comp & perks- medical, dental & vision coverage
- 401(k)
- life, accident, and disability insurance
- wellness programs
- paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
trade handlingtrade capturebroker mappingcash managementreportingrisk managementcontrol frameworktrade processingequityfixed income
Soft Skills
collaborativeproactiveinfluential communicatorproblem solverresults orientedtrust buildingevaluative judgementflexiblearticulateconcise
