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About the role
Key responsibilities & impact- Responsible for processing orders and transactions originating from trading desks and branch offices
- Conduct analyses of hedge funds and other counterparty activities
- Support implementation of securities processing improvements
- Assist with identifying policy gaps and formulating policies that streamline related work processes
- Provide informal guidance or on the job training to lower level/new securities processing team members when required
Requirements
What you’ll need- 2-5 years of relevant experience
- Recommended licensing/registration: Series 7, Series 9, Series 10, Series 63
- Bachelor’s Degree/University degree or equivalent experience
- Consistently demonstrates clear and concise written and verbal communication skills
Benefits
Comp & perks- medical, dental & vision coverage
- 401(k)
- life, accident, and disability insurance
- wellness programs
- paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft Skills
clear communicationconcise communicationverbal communicationwritten communicationguidancetraining
Certifications
Series 7Series 9Series 10Series 63
