Wealth Operations, Non-Financial Regulatory Reporting Vice President

Citi

. Execute daily/weekly/monthly NFRR reporting obligations across Americas Wealth, including preparation, validation, reconciliation, control execution, and documentation.

Posted 5/5/2026full-timeTampa • Florida, North Carolina, Texas • 🇺🇸 United StatesLead💰 $103,920 - $155,880 per yearWebsite

Tech Stack

Tools & technologies

PMP

About the role

Key responsibilities & impact

Execute daily/weekly/monthly NFRR reporting obligations across Americas Wealth, including preparation, validation, reconciliation, control execution, and documentation.
Ensure accuracy and completeness across key reporting domains: CAT, Rule 606/605, N‑PX, TRACE, MSRB G‑14, and other Wealth‑linked Americas reports.
Support Wealth data inputs for global regulatory obligations (e.g., Dodd‑Frank/CFTC, Volcker, EMIR, MiFID/MiFIR, HKMA OTC reporting, SFC/HKMA surveys, MAS statistical reporting, CSSF reporting, CDDP6, UAE BRF-series, etc.).
Follow approved procedures with precision, updating workpapers, logs, calendars, and filing evidence to audit‑ready standards.
Perform variance checks, exception reviews, population validation, control sign‑offs, and root‑cause analysis for identified issues.
Maintain high‑quality, regulator‑ready reporting documentation, including lineage notes, validation results, and procedural references.
Challenge data, results, and control outputs to ensure reporting quality and detect anomalies before submission.
Document and validate preventive and detective controls, ensuring alignment with Citi’s NFRR Control Framework and Books & Records standards (e.g., SEC 17a‑4, FINRA 4511).
Escalate issues promptly, ensuring remediation actions are initiated, documented, and closed with accuracy.
Conduct RTB‑focused deep‑dive analyses for data breaks or reporting exceptions, ensuring sustainable corrective actions.
Serve as an RTB subject‑matter authority on NFRR operational requirements, providing guidance to Operations, Technology, Compliance, Legal, Product, and Data partners.
Prepare evidence, walkthroughs, data explanations, and control narratives for internal/external auditor requests.
Respond to regulatory inquiries and ad‑hoc requests within tight SLAs, ensuring accuracy and documentation completeness.
Maintain comprehensive SOPs, control inventories, reporting playbooks, and desk‑level procedures for assigned reports.
Assist in RTB readiness efforts for new reporting obligations or transitions, including control testing, documentation updates, and parallel run support.
Provide day‑to‑day coaching and operational guidance to peers, raising capability across the RTB reporting team.

Requirements

What you’ll need

6 to 10 years of extensive and progressive experience in Regulatory Reporting, Operations, Compliance, Risk, or Audit at a global financial institution
Strong working knowledge of key Americas NFRR regimes (e.g., SEC: N‑PX, Rule 606/605; FINRA: CAT, CAIS; MSRB G‑14; TRACE; CFTC/Dodd‑Frank)
A proven track record of successfully leading large-scale, complex, cross-functional programs from inception to completion
Highly developed strategic thinking skills, with the ability to analyze complex problems, develop innovative solutions, and translate strategy into executable plans
Proven proficiency executing RTB production workflows with accuracy, documentation rigor, and adherence to control requirements
Mastery of communication, negotiation, and influencing skills, with demonstrable experience presenting to and advising senior executive leadership
Exceptional ability to manage and influence a wide range of senior stakeholders in a matrixed environment
Bachelor’s degree in a relevant field is required. A Master's degree (e.g., MBA, MSc) or other advanced certification (e.g., PMP, CFA) is highly preferred.

Benefits

Comp & perks

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

Regulatory ReportingNFRRVariance ChecksRoot-Cause AnalysisControl ExecutionData ValidationReporting DocumentationControl TestingComplianceRisk Management

Soft Skills

Strategic ThinkingProblem AnalysisInnovative SolutionsCommunicationNegotiationInfluencingStakeholder ManagementCoachingOperational GuidanceLeadership

Certifications

Bachelor's DegreeMaster's DegreeMBAMScPMPCFA