Advertising Compliance Analyst

CIR

Advertising Compliance Analyst at Cambridge ensuring all advertising communications meet regulatory standards. Collaborating with financial professionals to draft compliant content.

Posted 7/23/2026full-timeRemote • Arizona, Iowa • 🇺🇸 United StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in advertising review and compliance, with a strong focus on regulatory requirements and effective communication. Proficient in analyzing content for compliance risks and providing tailored disclosure language to support financial professionals.

Highest-signal resume keywords

Advertising Review ExperienceRegulatory ComplianceMicrosoft Excel ProficiencyFINRA Licenses (Series 7, Series 24)Modern Media Literacy

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Advertising ReviewRegulatory InterpretationDisclosure DraftingPerformance Reporting AnalysisContent Evaluation

Soft Skills

Critical ThinkingAnalytical JudgmentClear CommunicationCustomer ServiceIssue Tracking

Tools & Technologies

RegEd AdTraxSmarshFMG SuiteMicrosoft Outlook

Certifications & Qualifications

Securities Industry EssentialsSeries 7Series 24

Industry Keywords

FINRAAdvertising ComplianceFinancial ServicesContent ManagementSocial Media Content

About the role

Key responsibilities & impact

Review and approve communications with the public to fulfill supervisory and regulatory requirements, including stationery, newsletters, websites, podcasts, videos, social media content, reporting templates, and other advertising materials.
Applies critical thinking and analytical judgment to evaluate advertising content, imagery, performance reporting templates, and disclosures for compliance risks while maintaining service level standards.
Research, interpret, and apply regulations and firm policies to a wide variety of advertising scenarios, including situations where context determines whether specific wording, imagery, or claims are appropriate.
Draft, tailor, and recommend disclosure language when standard disclosures do not fully address the facts or risks of a specific submission.
Clearly communicate required changes, explain the reason for revisions, and provide alternate language or practical options to help financial professionals achieve compliant outcomes.
Provide responsive customer service to management, company associates, and financial professionals; track open issues and follow up consistently through resolution.
Communicate internal and external policies and procedures, monitor adherence, and escalate potential violations or concerns to management as appropriate.
Maintain working industry knowledge and complete continuing education requirements for applicable FINRA licenses, including Series 7 and Series 24.

Requirements

What you’ll need

Advertising review experience is preferred.
Experience with RegEd AdTrax, Smarsh, and FMG Suite is a plus.
Proficiency with Microsoft Outlook and Excel is required, including the ability to review advisor-created reports, verify information sources, and assess whether data is being used appropriately.
Modern media literacy is required, including reviewing podcasts, videos, social media, hosted content, interactive digital functions, and multiple file types.
Active Financial Industry Regulatory Authority securities licenses are required, including Securities Industry Essentials, Series 7, and Series 24.

Benefits

Comp & perks

Premium benefit package including medical, vision, dental, life and long-term disability insurance
Vacation/sick time
401K retirement plan with company matching program
Eleven paid holidays