Supervisory Principal

CIR

Advocacy and Supervision Principal handling financial compliance and transactions at Cambridge. Ensuring adherence to regulatory standards while providing training and support to financial professionals.

Posted 7/16/2026full-timePhoenix • Arizona, Iowa • 🇺🇸 United StatesLeadWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in compliance and regulatory standards within financial services, along with strong problem-solving abilities to support and train financial professionals.

Highest-signal resume keywords

Compliance AdherenceRegulatory StandardsFINRA Series 7 LicenseFINRA Series 24 LicenseSupervision Experience

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Soft Skills

Problem-Solving SupportTraining Skills

Certifications & Qualifications

FINRA Series 7FINRA Series 24

Industry Keywords

Financial ServicesTransaction ReviewRegulatory Compliance

About the role

Key responsibilities & impact

Review, analyze, and approve daily transactions
Ensure adherence to compliance and regulatory standards
Provide professional problem-solving support and training to financial professionals

Requirements

What you’ll need

2+ years of related experience in supervision, compliance, or financial services
FINRA Series 7 and Series 24 licenses

Benefits

Comp & perks

Professional development opportunities
Training programs and materials
Support for financial professionals