FREE ACCESS
5,000–10,000 jobs/day
See all jobs on JobTailor
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
Director, Advocacy – Supervision
CIRDirector of Advocacy and Supervision leading a team and enhancing service standards at Cambridge Investment Group. Cultivating relationships with financial professionals and ensuring compliance with industry regulations.
About the role
Key responsibilities & impact- Lead, coach, and mentor associates, fostering professional development, accountability, and positive associate experiences that contribute to long-term business success
- Cultivate strong, trusted relationships with Financial Professionals, direct reports, and internal partners to deliver exceptional service and support compliance with industry regulations
- Drive overall department effectiveness by directing operations, setting priorities, and aligning team objectives with business and competitive strategy
- Develop and direct strategic initiatives related to company and departmental policies, procedures, and service standards for internal and external customers
- Serve as an escalation contact and trusted resource for OSJ Supervisors, Financial Professionals, designees, and internal partners
- Review and support supervision activities, including sales activity, correspondence, and documentation requirements
- Identify and lead process improvement initiatives using continuous improvement methods and tools to enhance team efficiency and effectiveness
- Partner across the firm on strategic projects, cross-divisional committees, and task forces as needed
- Maintain accurate records, document actions for managed areas, and support budgetary processes as appropriate
- Maintain a current working knowledge of industry topics, regulatory requirements, internal programs, firm policies, and departmental procedures
Requirements
What you’ll need- 4+ years of Financial Professional supervision experience
- 4+ years of leadership experience
- FINRA Series 7, 24 required
- Series 4, 51 or 53 preferred; other licenses or certificates may be required as dictated by the department
- Ability to travel locally within a specific geographic area, with limited overnight travel outside the area when applicable
Benefits
Comp & perks- Premium benefit package including medical, vision, dental, life and long-term disability insurance
- Vacation/sick time
- 401K retirement plan with company matching program
- Eleven paid holidays
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
Financial SupervisionStrategic Initiative DevelopmentCompliance SupportSales Activity ReviewDocumentation Management
Soft Skills
CoachingMentoringRelationship BuildingTeam AlignmentAccountability
Certifications
FINRA Series 7FINRA Series 24Series 4Series 51Series 53