Senior Analyst, Governance, Risk & Controls – Data Reporting & Analytics

CIBC US

Senior Analyst ensuring effective risk monitoring and regulatory supervision at CIBC. Conducting reviews and liaising with departments to mitigate risks and ensure compliance.

Posted 5/20/2026full-timeChicago • Illinois • 🇺🇸 United StatesSenior💰 $75,000 - $90,000 per yearWebsite

About the role

Key responsibilities & impact

Conduct daily and monthly trade reviews within set timelines
Review daily trades within 24 hours and flag suspicious activities
Review PPS new account documentation & KYC, Tier 1 trades
Perform daily reviews to ensure client holdings are appropriate
Liaise with internal CIBC departments such as Compliance and Frontline staff

Requirements

What you’ll need

Current accreditation and good standing for Canadian Investment Regulatory Organization - Investment Dealer (CIRO-ID) licensing
Minimum 2 years registered with CIRO-ID
Completion of Derivatives Fundamentals Course (DFC) is considered an asset
Experience in CIBC internal/external regulatory risk policies, procedures and controls
Developed research and analysis skills sufficient to identify potential risk issues and trends
Knowledge of ADP, TOPS, Horizon, IBM CM systems is an asset
Strong Excel skills.
Current professional knowledge, specifically related to CIRO-ID and CIBC compliance requirements

Benefits

Comp & perks

Medical
Dental
Vision
Health Savings Account
Life Insurance
Disability
Other Insurance Plans
Paid Time Off (including Sick Leave, Parental Leave and Vacation)
Holidays
401(k)
Special perks reserved for our team members

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

trade reviewsKYCrisk analysisresearch skillsExcelregulatory risk policiesprocedurescontrols

Soft Skills

communicationinterpersonal skillsorganizational skills

Certifications

CIRO-ID licensingDerivatives Fundamentals Course (DFC)