Trading Specialist – RIA

CETERA

Investment Associate executing ETF, mutual fund, and fixed-income trades for client portfolios. Managing rebalancing, cash allocation, risk, and compliance for wealth-management clients.

Posted 8/18/2026full-timeDallas • Texas • 🇺🇸 United StatesMid-LevelSenior💰 $55,000 - $75,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in trading strategies, portfolio management, and risk compliance while effectively communicating with clients and wealth managers. Proficient in utilizing trading software to optimize investment decisions and respond to market changes.

Highest-signal resume keywords

Proven Experience As A TraderIn-Depth Knowledge Of Financial MarketsProficiency With Trading SoftwareStrong Analytical SkillsSeries 65 License

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Trading StrategiesPortfolio ManagementRisk Management PrinciplesData-Driven Decision MakingTax HarvestingRebalancingCash AllocationCash ReplenishmentInvestment StrategiesCompliance Regulations

Soft Skills

Strong Communication SkillsInterpersonal SkillsAbility To Work Under Pressure

Tools & Technologies

Trading PlatformsTrading Software

Certifications & Qualifications

Series 65 License

Industry Keywords

Financial MarketsTrading InstrumentsAsset ClassesRisk ComplianceMarket Conditions

About the role

Key responsibilities & impact

Place trades, raise cash for distribution requests, and implement intended investment strategies
Review accounts weekly for tax harvesting, rebalancing, cash allocation, and cash replenishment opportunities
Use trading platforms and software to execute orders efficiently
Manage and optimize trading portfolios while adhering to risk and compliance guidelines
Monitor industry trends, regulations, and developments affecting the trading environment
Respond swiftly to changing market conditions and portfolio changes
Work with the Investment Manager to evaluate process or system changes that improve efficiency and company impact
Communicate with wealth managers and client service staff regarding trade-related activity

Requirements

What you’ll need

Bachelor's degree in finance, economics, business, or a related field
Proven experience as a trader in a financial institution
In-depth knowledge of financial markets, trading instruments, and asset classes
Strong analytical skills and ability to make data-driven decisions
Proficiency with trading software and platforms
Excellent risk management and decision-making abilities
Strong communication and interpersonal skills
Ability to work well under pressure in a fast-paced environment
Understanding of risk management principles and compliance regulations
Series 65 license

Benefits

Comp & perks

Performance-based bonus
Hybrid work arrangement
No travel requirements at this time