Castle Funds

General Counsel

• As Corporate Counsel, you will work with Swan’s General Counsel to help define, drive, execute the legal strategy for the entire company, delivering against mission critical goals as we continue our significant growth
• This is a strategic, highly visible role that will also work with the senior leadership team on company-wide legal matters including but not limited to regulatory compliance, contracts, vendor agreements, financings, and transactions
• Draft/review a range of business agreements supporting various business objectives, such as commercial, vendor, confidentiality, employment, joint venture, and venture capital contracts, among others
• Provide corporate transactional support as needed in connection with new business opportunities
• Assess and drive federal and state licensing (in particular, state money transmitter licenses), regulatory inquiries and examinations if needed
• Ensure compliance with all FinTech regulation, including tracking changes to applicable laws, regulations and guidance from state and federal agencies to ensure ongoing compliance
• Work with CISO on data privacy and data security matters and support implementation of related policies and procedures
• Provide support on general corporate matters
• Work with business and compliance partners to develop, implement, and improve policies and procedures as the company grows
• Lead/coordinate projects with outside counsel and related Swan personnel