Principal Auditor, Experienced Senior Auditor, Consumer Lending

Capital One

Principal Auditor leading operational, compliance, and risk management audits for Capital One Consumer Lending. Collaborating with teams across the US, Canada, and UK, ensuring effectiveness and efficiency in governance and risk.

Posted 7/21/2026full-timeRichmond • North Carolina, Texas, Virginia • 🇺🇸 United StatesSenior💰 $109,900 - $137,900 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in auditing, risk management, and compliance, with a strong ability to lead audit engagements and analyze data effectively. Proven skills in developing audit programs, communicating findings, and maintaining client relationships are essential.

Highest-signal resume keywords

Auditing ExperienceRisk ManagementCompliance AuditsData AnalysisLeadership in Audits

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Audit ProceduresInternal ControlsEngagement PlanningAudit DocumentationRisk Assessment

Soft Skills

Effective CommunicationTeam CollaborationClient RelationsPrioritizationCoaching and Training

Tools & Technologies

Audit ToolsData Analytical Tools

Certifications & Qualifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Regulatory Compliance Manager (CRCM)Certified Information Systems Auditor (CISA)Certified Bank Auditor (CBA)

Industry Keywords

BankingFinancial ServicesCredit Card AuditsAuto FinanceThird Party Risk Management

About the role

Key responsibilities & impact

Lead small audits over the Card and Auto Finance business, or own completion of significant components of larger audits
Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions
Develop audit programs to ensure adequate coverage of risks
Design and execute appropriate audit procedures to verify the effectiveness of internal controls
Document auditee processes and procedures, review and analyze evidence, and identify potential issues
Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery to provide stakeholders with assurance, advice, and insight
Prepare clear, organized, and complete documentation to support work performed, including draft findings
Establish and maintain good client and team relations during engagements
Effectively communicate information and audit progress to team, clients and auditor-in-charge
Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results
Proactively take on additional work to support the team when possible
Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 3 years of experience in auditing
At least 3 years of experience in accounting
At least 3 years of experience in risk management
At least 3 years of experience in compliance
At least 2 years of experience in leading audits and performing in the role of auditor-in-charge preferred
2+ years of experience in banking or in financial service preferred
1+ years of experience in performing data analysis including analyzing large data sets using audit tools preferred
1+ years of experience in performing compliance audits preferred
1 + years Audit experience in credit card, payments, operations, auto finance, third party risk management, or any combination preferred
Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA) preferred

Benefits

Comp & perks

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive set of health, financial and other benefits