Audit Manager – Corporate Compliance Audit

Capital One

Audit Manager conducting audits at Capital One, focusing on compliance, operational, and financial audits. Leading audit engagements while providing insights and recommendations to management.

Posted 7/20/2026full-timeCharlotte • New York, North Carolina, Texas, Virginia • 🇺🇸 United StatesMid-LevelSenior💰 $138,100 - $189,200 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in leading complex audits, compliance procedures, and risk management within the financial services industry. Proficient in utilizing data analytics tools to enhance audit processes and effectively communicate findings to management.

Highest-signal resume keywords

Leading AuditsCompliance Audit ProceduresData Analytics ToolsCertified Internal Auditor (CIA)Consumer Compliance

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

AuditingRisk ManagementComplianceData AnalysisDocumentationIssue IdentificationEvidence ReviewProject ManagementAudit PlanningOral Presentations

Soft Skills

CommunicationRelationship BuildingFeedback ProvisionTeam Leadership

Certifications & Qualifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Risk Compliance Manager (CRCM)

Industry Keywords

Financial ServicesConsumer ComplianceBankingPrivacy ComplianceAudit Engagements

About the role

Key responsibilities & impact

Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.
Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
Provide significant input into the development of the annual audit plan.
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
Establish and build working relationships with internal and external management.
Communicate the results of audit projects to management (written reports/oral presentations).
Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate.

Requirements

What you’ll need

Bachelor’s Degree or military experience
At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination
At least 3 years of experience leading audits and performing in the role of auditor-in-charge
Preferred: Master’s Degree in Accounting, Finance, Economics, or MBA
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or relevant certification
6+ years of experience in consumer compliance, banking or financial services industry, risk management.
1+ years of experience with data analytics tools in support of internal audit
1+ years of experience with privacy compliance in the financial services industry

Benefits

Comp & perks

Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)