Compliance Advisory Specialist III – Principal Associate

Capital One

AML Compliance Advisory Specialist at Capital One ensuring compliance with laws and regulations. Reviewing inquiries and advising on compliance issues and risk management.

Posted 6/17/2026full-timeMcLean • Illinois, Texas, Virginia • 🇺🇸 United StatesJuniorMid-Level💰 $109,900 - $137,900 per yearWebsite

About the role

Key responsibilities & impact

Review inquiries from lines of business and provide guidance on action/remediation
Provide effective challenge and guidance on compliance risks
Advise on compliance requirements for new products and services
Support lines of business with compliance program development
Maintain subject matter expertise of applicable laws and regulations
Engage in Audit and Regulatory reviews of the AML program
Assist in capturing and analyzing compliance data
Complete required ad hoc tasks

Requirements

What you’ll need

Bachelor’s Degree or Military experience
At least 3 years of Anti-Money Laundering (AML) Compliance or Risk Management experience
Masters Degree preferred
5+ years of Anti-Money Laundering (AML) Compliance experience or Risk Management experience preferred
CAMS or CRCM certification preferred

Benefits

Comp & perks

Health insurance
401(k) matching
Paid time off
Performance based incentive compensation

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

Anti-Money Laundering (AML) ComplianceRisk ManagementCompliance program developmentData analysisRegulatory reviews

Soft Skills

GuidanceEffective challengeSubject matter expertise

Certifications

CAMSCRCM