Compliance Tester II

Capital One

Compliance Tester II executing compliance transaction testing and control reviews at Capital One. This role requires attention to detail with strong analytical skills while supporting various business lines.

Posted 6/11/2026full-timeIllinois, Texas, Virginia • 🇺🇸 United StatesJuniorMid-Level💰 $87,600 - $110,100 per yearWebsite

Tech Stack

Tools & technologies

Amazon RedshiftJavaScriptPerlPythonSQL

About the role

Key responsibilities & impact

Execute targeted, complex transaction testing for regulatory and line of business compliance requirements
Execute control reviews under the CCR methodology
Suggest changes to testing or perform high risk testing as needed
Manage testing schedules to ensure all tasks and reporting are completed within established timeframes
Obtain and analyze test data from multiple sources
Develop new ways to test large populations of data
Review transaction tests executed by peers for accuracy and adherence to test procedures
Support and initiate efforts to improve data sourcing
Establish and maintain strong relationships with Compliance Advisors and Business Areas
Assist in communicating results to Compliance Officers and other stakeholders as needed

Requirements

What you’ll need

High School Diploma, GED or equivalent certification
At least 2 years of experience in compliance testing, compliance monitoring, quality assurance, control review or audit
Bachelor's degree (preferred)
3+ years of financial services consumer compliance monitoring experience (preferred)
4+ years of consumer compliance auditing experience (preferred)
Experience creating presentations (preferred)
Experience with Excel, SQL, Teradata or Redshift (preferred)
Scripting experience in Python, Perl, JavaScript or Shell (preferred)

Benefits

Comp & perks

Health insurance
401(k) matching
Flexible work hours
Paid time off
Performance based incentive compensation

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

compliance testingcompliance monitoringquality assurancecontrol reviewauditdata analysisscriptingExcelSQLTeradata

Soft Skills

communicationrelationship managementtime managementanalytical thinkingattention to detail

Certifications

High School DiplomaGED