Senior Manager, Regulatory Practices – Enterprise Services Risk

Capital One

Senior Manager managing regulatory practices for Capital One's Enterprise Services Risk. Overseeing regulatory responses, ensuring well-managed risk and compliance teams.

Posted 5/19/2026full-timeRichmond • Virginia • 🇺🇸 United StatesSenior💰 $182,500 - $229,100 per yearWebsite

About the role

Key responsibilities & impact

Overseeing and reviewing regulatory responses across the full lifecycle
Contributes to a readiness assessment of the end to end process being examined
Operating within a collaborative team environment, manage time with a sense of urgency
Drive consistency and automation in all reporting and processes
Monitor corrective action of findings and risks
Provides proactive and on-going regulatory intelligence to the divisions
Support regulatory engagement planning, management, and reporting
Participate in regulatory engagements through documentation and quality assurance review
Assist with documentation on finding remediation efforts
Provide proactive insight into upcoming engagements
Prepare senior leaders who meet regularly with Regulators
Develop and maintain the methodology for responding to regulators
Ensure that processes are well managed through documentation and tools

Requirements

What you’ll need

High School Diploma, GED or Equivalent Certification
At least 5 years of experience in Risk Management, Process Management, Project Management, or a combination of these
At least 5 years of experience supporting, partnering, and interacting with internal and external business clients
At least 4 years of internal audit or regulatory exam experience
Bachelor's Degree or Military Experience (Preferred)
Risk Certifications (CRISC, CISM, CRCM, CIPP, ABA Risk Mgmt Certification) (Preferred)
At least 6 years of experience supporting, partnering and interacting with internal stakeholders (Preferred)
At least 3 years of Financial Services industry experience (Preferred)
At least 5 years of Exam relationship, engagement, and planning experience (Preferred)
At least 6 years of Risk Management experience within the financial services industry (Preferred)
Experience working in the fields of technology or cyber (Preferred)

Benefits

Comp & perks

Health insurance
401(k) matching
Performance based incentive compensation

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

Risk ManagementProcess ManagementProject ManagementInternal AuditRegulatory ExamDocumentationQuality AssuranceFinding RemediationEngagement PlanningAutomation

Soft Skills

CollaborationTime ManagementSense of UrgencyProactive InsightCommunicationLeadershipOrganizational SkillsTeam ManagementStakeholder InteractionReporting

Certifications

CRISCCISMCRCMCIPPABA Risk Management Certification