Principal Auditor – Experienced Senior Auditor, Corporate Compliance Audits

Capital One

Principal Auditor engaged in corporate compliance audits at Capital One, leading audit projects and inputting on audit strategies. Collaborates with management and staff while performing complex audits across the enterprise.

Posted 5/14/2026full-timeNew York City • Illinois, New York, North Carolina, Texas, Virginia • 🇺🇸 United StatesSenior💰 $109,900 - $150,500 per yearWebsite

About the role

Key responsibilities & impact

Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas
Help to implement the team's strategic imperatives/priorities
Establish and build working relationships with internal and external management
Provide significant input into the development of the annual audit plan
Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
Communicate the results of audit projects to management (written reports/oral presentations)
Manage staff during audit engagements and provide feedback on work performed

Requirements

What you’ll need

Bachelor’s Degree or military experience
At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance
At least 1 year of experience in leading audit engagements or in project management
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification (preferred)
At least 3 years of experience in corporate compliance (preferred)
4+ years of experience in banking or the financial services industry (preferred)
1+ years of experience with data analytics tools in support of internal audit (preferred)
1+ years of experience with privacy compliance in the financial services industry (preferred)

Benefits

Comp & perks

Health insurance
401(k) matching
Flexible work arrangements
Paid time off
Performance based incentive compensation

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

auditingcompliance audit proceduresdata analyticsrisk managementproject managementfinancial servicesconsumer compliancecorporate complianceprivacy compliance

Soft Skills

leadershipcommunicationrelationship buildingfeedback provision

Certifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Risk Compliance Manager (CRCM)