Compliance Testing Manager

Capital One

Compliance Testing Manager responsible for overseeing compliance testing and coaching a high-performing team. Leading quality assurance efforts for Capital One's financial services and banking compliance.

Posted 5/14/2026full-timeRichmond • Illinois, Texas, Virginia • 🇺🇸 United StatesMid-LevelSenior💰 $138,100 - $173,400 per yearWebsite

About the role

Key responsibilities & impact

Oversee transaction testing and control testing for validating processes and controls
Perform quality assurance on testing executed by compliance Testers
Coach and develop a high-performing team of Compliance Testers
Manage staffing assignments to ensure successful completion of calendar commitments
Develop test plans and continually validate and improve test design
Evaluate the accuracy of tests executed by compliance testers
Manage testing schedules to ensure they are completed timely
Identify the need for improved data sourcing
Analyze and document work results
Establish and maintain strong relationships with Compliance Advisors and Business Areas
Support ICTT (Independent Compliance Transaction Testing) and Compliance audit and exams as needed

Requirements

What you’ll need

Bachelor’s Degree or Military Experience
At least 5 years of experience working in financial services
At least 2 years of people management experience
5+ years of experience in financial services consumer compliance testing, monitoring, or auditing (preferred)
5+ years of people management experience (preferred)
Certified Regulatory Compliance Manager (CRCM) accreditation (preferred)

Benefits

Comp & perks

Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

transaction testingcontrol testingquality assurancetest planstest designdata sourcingcompliance testingmonitoringauditing

Soft Skills

coachingteam developmentstaff managementrelationship buildinganalytical skillscommunication

Certifications

Certified Regulatory Compliance Manager (CRCM)