Compliance Tester III

Capital One

Compliance Tester III supporting Capital One's regulatory compliance efforts through transaction testing and control reviews. Requires experience in compliance testing within the financial services sector.

Posted 5/14/2026full-timeMcLean • Illinois, Texas, Virginia • 🇺🇸 United StatesMid-LevelSenior💰 $109,900 - $137,900 per year},Website

Tech Stack

Tools & technologies

Amazon RedshiftJavaScriptPerlPythonSQL

About the role

Key responsibilities & impact

Execute targeted, complex transaction testing for regulatory and line of business compliance requirements in alignment with team and ICTT methodology and procedures
Execute control reviews under the CCR methodology
Suggest changes to testing or perform high risk testing as needed
Manage testing schedules to ensure all tasks and reporting are completed within established timeframes
Obtain and analyze test data from multiple sources, following documented test plans, and systematically documenting the work and results
Develop new ways to test large populations of data
Review transaction tests executed by peers for accuracy and adherence to test procedures
Support and initiate efforts to improve data sourcing and partner with business and IT areas to develop improved data sources
Systematically retain documents that substantiate test results
Establish and maintain strong relationships with Compliance Advisors and Business Areas as needed
Demonstrate ability to explore and quickly grasp new technologies to progress varied initiatives
Assist in communicating results to Compliance Officers and other stakeholders, as needed

Requirements

What you’ll need

High School Diploma, GED or equivalent certification
At least 3 years of experience in compliance testing, compliance monitoring, quality assurance, control review or audit
Bachelor's degree (Preferred)
4+ years of experience in financial services consumer compliance testing, monitoring, or auditing (Preferred)
Experience creating presentations (Preferred)
Experience with Excel, SQL, Teradata or Redshift (Preferred)
Scripting experience in Python, Perl, JavaScript or Shell (Preferred)

Benefits

Comp & perks

comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

compliance testingcompliance monitoringquality assurancecontrol reviewauditdata analysisscriptingExcelSQLTeradata

Soft Skills

communicationrelationship managementtime managementproblem-solvingadaptability

Certifications

High School DiplomaGED