Senior Staff Auditor, Compliance

Capital One

Senior Staff Auditor responsible for risk-based reviews and assessments of compliance at Capital One. Conducting audits and ensuring quality and timely delivery of findings.

Posted 5/13/2026full-timePlano • Illinois, New York, North Carolina, Texas, Virginia • 🇺🇸 United StatesSenior💰 $87,700 - $120,100 per yearWebsite

About the role

Key responsibilities & impact

Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities.
Perform relevant testing based on the risks and processes associated with the area being audited.
Assist in communicating issues, risks, and recommendations to all levels of management.
Operate independently and ensure work is completed according to schedule and meets our high-quality standards.
Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
Proactively seek out learning opportunities to enhance skills and competencies related to role.

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.
Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration (preferred).
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification (preferred).
2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination (preferred).
2+ years of experience performing data analysis in support of internal auditing (preferred).
At least 1 year of experience in corporate compliance (preferred).
At least 1 year of experience with data analytics tools in support of internal audit (preferred).

Benefits

Comp & perks

Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

auditingrisk managementdata analysiscompliance testinginternal auditing

Soft Skills

communicationrelationship buildingindependenceproactive follow-uptime management

Certifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Risk Compliance Manager (CRCM)