Manager, Regulatory Practices – Enterprise Services Risk

Capital One

Risk Manager overseeing regulatory practices in Enterprise Services at Capital One. Collaborating with teams to ensure timely regulatory deliverables and proactive risk management.

Posted 4/29/2026full-timeMcLean • Virginia • 🇺🇸 United StatesMid-LevelSenior💰 $164,800 - $188,100 per yearWebsite

About the role

Key responsibilities & impact

Overseeing and reviewing regulatory responses across the full lifecycle
Contributes to a readiness assessment of the end to end process being examined to identify any control gaps or weaknesses, potential issues and potential emerging risks
Operating within a highly collaborative team environment, manage time with a sense of urgency to ensure regulatory deliverables are completed within established timeframes
Drive consistency and automation in all reporting and processes
Monitor corrective action of findings and risks, and ensure implementation by deadlines
Provides proactive and on-going regulatory intelligence to the divisions to ensure they remain well-managed
Support regulatory engagement planning, management, and reporting across all ES functions
Guided by team leadership, participate in regulatory engagements through documentation and quality assurance review of evidence (submitted to the examiners)
Assist with documentation on finding remediation efforts (including iterative milestone deliverables and overall finding completion), manage list trackers, and evidence
Provide proactive insight into upcoming engagements using intel gathered throughout the process (including historical insight)
Prepare senior leaders who meet regularly with Regulators to provide an update on performance, progress on large initiatives, and provide deep dives as needed to address questions or provide additional context
Develop and maintain the methodology, engaging the right business leaders and resources, and driving the prep work to meet with and respond to regulators
Utilize a proactive and consistent approach relying on clear milestones, expectations, roles and responsibilities, along with risk intelligence, strategic direction, and collaboration
Ensure that processes are well managed through the creation and maintenance of process documentation and tools
Support risk management reporting and communications

Requirements

What you’ll need

High School Diploma, GED or Equivalent Certification
At least 4 years of experience in Risk Management, Process Management, Project Management, or a combination of these
At least 3 years of internal audit or regulatory exam experience
Bachelor's Degree or Military Experience (Preferred)
Risk Certifications (CRISC, CISM, CRCM, CIPP, ABA Risk Mgmt Certification) (Preferred)
At least 5 years of experience supporting, partnering and interacting with internal stakeholders (Preferred)
At least 2 years of Financial Services industry experience (Preferred)
At least 3 years of Exam relationship, engagement, and planning experience (Preferred)
Experience working in the fields of technology or cyber (Preferred)
At least 3 years of Risk Management experience within the financial services industry (Preferred)
Operational familiarity with ES functional areas including Technology, Digital, Workplace Solutions, Enterprise Supplier Management, Brand, Corporate Development and Capital One Growth Ventures (Preferred)

Benefits

Comp & perks

comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

Risk ManagementProcess ManagementProject ManagementInternal AuditRegulatory ExamDocumentationQuality AssuranceFinding RemediationReportingRisk Intelligence

Soft Skills

CollaborationTime ManagementProactive InsightCommunicationLeadershipOrganizational SkillsSense of UrgencyStrategic Direction

Certifications

CRISCCISMCRCMCIPPABA Risk Management Certification