Compliance Advisor Manager

Capital One

Compliance Manager overseeing regulatory compliance for Capital One’s Finance group. Managing compliance risks and ensuring adherence to regulations including Regulation W and Regulation K.

Posted 4/29/2026full-timeRichmond • New York, Texas, Virginia • 🇺🇸 United StatesMid-LevelSenior💰 $138,100 - $173,400 per yearWebsite

About the role

Key responsibilities & impact

Execute key components of the CMP to support consistent adherence across Finance, including but not limited to Regulation W and Regulation K requirements
Serve as a credible compliance advisor representing the Compliance organization to the Finance business teams, and other independent risk functions
Maintain subject matter expertise and gain industry insights related to Finance including applicable laws, regulations, and regulatory guidance
Develop and leverage strong relationships with business leadership, Legal, and other stakeholders to support the reliable and sustainable delivery of the CMP across the Finance organization
Anticipate, identify and escalate risk scenarios early and propose potential mitigations
Create and monitor ongoing engagement model with other independent risk functions to ensure Capital One’s compliance with applicable laws, regulations, policies and procedures

Requirements

What you’ll need

Bachelor’s Degree or military experience
At least 5 years of experience in compliance, risk, legal, regulatory, or audit within the financial service industries
At least 5 years of experience with US Banking laws rules and regulations
At least 5 years of experience translating regulatory requirements into operational processes and business solutions

Benefits

Comp & perks

comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

compliancerisk managementregulatory requirementsoperational processesbusiness solutionsauditfinancial servicesUS Banking lawsregulatory guidancerisk scenarios

Soft Skills

relationship buildingcommunicationadvisory skillsstakeholder engagementproblem solvinganticipation of riskscollaborationinfluencenegotiationleadership