Senior AML Investigator III
Capital One
full-time
Posted on:
Location Type: Office
Location: Richmond • Illinois, Texas, Virginia • 🇺🇸 United States
Visit company websiteSalary
💰 $106,700 - $133,900 per year
Job Level
Senior
About the role
- supervise various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes
- work closely with AML Process Managers to perform other critical functions
- responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team
- coach their team and teach others about AML processes through training and education
- supervise daily workflow, operational queues, and metrics
- manage, develop, train, and lead a team of investigators and supervisors
- write and deliver performance reviews, including development action plans
- contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
- assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations
- report (verbally and written) potential findings to management in a timely manner
- conduct, review, and evaluate findings using AML/KYC/CIP knowledge
- Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
- strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills
- handle escalated issues as appropriate for advanced investigation and analysis
- assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Requirements
- High School Diploma, GED or equivalent certification
- At least 3 years of Anti-Money Laundering (AML) experience within financial services
- At least 2 years of people management experience
- Bachelor’s Degree (preferred)
- 4+ years of AML experience within financial services industry (preferred)
- 3+ years of people management experience (preferred)
- 1+ years of process management experience (preferred)
- Certified Anti-Money Laundering Specialist (CAMS) certification (preferred)
Benefits
- comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
Anti-Money Laundering (AML)KYCCIPprocess managementsuspicious activity investigationsquality assurancepolicy recommendationsdata analysisperformance reviewstraining and education
Soft skills
analytical writingcommunication skillsorganizational skillstime managementcoachingleadershipteam developmentproblem-solvingescalation handlinginterpersonal skills
Certifications
Certified Anti-Money Laundering Specialist (CAMS)