Principal Associate, Compliance Transaction Tester
Capital One
full-time
Posted on:
Location Type: Office
Location: Richmond • Virginia • 🇺🇸 United States
Visit company websiteSalary
💰 $106,700 - $133,900 per year
Job Level
JuniorMid-Level
Tech Stack
CloudPythonSQL
About the role
- Executing targeted, complex testing for line of business compliance requirements in alignment with team and program methodology
- Demonstrating an understanding of business processes, control frameworks, and related regulatory and compliance standards
- Managing testing schedules to ensure all tasks and reporting are completed within established timeframes and documented within systems of record
- Systematically retaining documents that substantiate test results
- Reviewing tests executed by colleagues for accuracy and adherence to test plan and procedures
- Developing and executing test plans, continually validating and improving existing design while also identifying new opportunities to execute tests in high risk areas
- Requesting and analyzing data; supporting and initiating efforts to improve data sourcing and driving innovation with business partners and IT support teams
- Identifying and contributing to the implementation of new technologies and innovative concepts
- Communicating results to Compliance Officers, Compliance Advisors, Legal, and Business Area Partners
- Demonstrating strong time management, organizational, and prioritization skills; completing multiple concurrent tasks within close deadlines with a high degree of accuracy and detail
- Exhibiting strong problem-solving and conceptual thinking skills
Requirements
- High School Diploma, GED or equivalent certification
- At least 3 years of experience in compliance testing, risk management, compliance monitoring, quality assurance, control review or audit
- At least 2 years of Microsoft Office or Google Suite experience
- At least 1 year of experience interacting with senior management or business partners
- Experience implementing technology testing solutions (Robotics Processing Automation, Optical Character Recognition, Natural Language Processing)
- Working knowledge of basic statistics
- Basic understanding of data schemas or cloud data structure and experience engaging with data analytics teams to help drive innovative testing approaches
- Working knowledge of Excel for Analysts, SQL, and cloud data
- Experience creating test scripts using SQL, Python to test full populations for key attributes
Benefits
- Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance testingrisk managementcompliance monitoringquality assurancecontrol reviewauditSQLPythondata analyticsRobotics Process Automation
Soft skills
time managementorganizational skillsprioritization skillsproblem-solvingconceptual thinkingcommunication skills
Certifications
High School DiplomaGED