AFC AML Transaction Monitoring Team Lead
Deutsche Bank
Audit Director, Financial Crimes Compliance
Capital One
full-time
Posted on:
Location Type: Hybrid
Location: Illinois, North Carolina, Texas, Virginia • 🇺🇸 United States
Visit company websiteSalary
💰 $181,800 - $249,100 per year
Job Level
Lead
About the role
- Lead and execute compliance related audits within Capital One
- Proactively monitor the assigned audit universe for changing risks
- Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan
- Direct business unit and project audits across assigned portfolios
- Provide timely feedback, on-the-job training, and coaching to audit staff
- Establish and maintain good relationships with key business and audit partners
- Interpret business priorities and apply them to the scope of role
- Communicate complex results and implications effectively to various audiences
Requirements
- Bachelor’s degree or military experience
- At least 10 years of experience in auditing, compliance, or risk management
- At least 5 years of experience in Anti-Money Laundering (AML), Sanctions, and Fraud compliance
- At least 5 years of experience in banking or financial services
- At least 3 years of experience in people management
- At least 3 years of experience managing audit engagements
- Master’s Degree in Accounting, Finance, Economics, or Business Administration (preferred)
- Professional Certification such as Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) (preferred)
- Experience with consumer compliance, privacy, and conduct risk management (preferred)
Benefits
- Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
auditingcompliancerisk managementAnti-Money Laundering (AML)Sanctions complianceFraud compliancepeople managementaudit engagementsconsumer complianceconduct risk management
Soft skills
leadershipcoachingcommunicationrelationship buildingfeedback provisioninterpretation of business priorities
Certifications
Certified Anti-Money Laundering Specialist (CAMS)Certified Fraud Examiner (CFE)Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Regulatory Compliance Manager (CRCM)
