Associate Broker Dealer Risk Specialist
Capital One
Manager, Platform Operations Risk Management
Capital One
full-time
Posted on:
Location Type: Office
Location: Richmond • Illinois, Virginia • 🇺🇸 United States
Visit company websiteSalary
💰 $132,800 - $166,700 per year
Job Level
Mid-LevelSenior
Tech Stack
PMP
About the role
- Serve as a subject matter expert with technology platforms, ensuring the alignment of new features and enhancements with the organization's risk appetite, internal governance and tenant needs
- Evaluate and influence technology changes and change management processes to effectively identify, assess, and communicate technology and compliance risks
- Advance continued enhancements with extensive collaboration with both cross-functional stakeholders, including product, compliance, legal, information technology, and audit teams
- Identify and provide oversight of technology change risk, offering constructive challenge and providing strategic recommendations
- Author and revise comprehensive documentation, including policies, procedures, and controls, and prepare assessments and reports for presentation to senior leadership and stakeholders
Requirements
- High School Diploma, GED or equivalent certification
- At least 4 years of Compliance, Legal, Audit, or first or second line Risk Management experience
- At least 3 years of Project or Process Management experience
- At least 3 years of experience supporting, partnering and interacting with internal business clients
- Preferred Qualifications: Bachelor's Degree
- At least 3 years of Corporate Technical Risk Management experience
- Professional certification within risk management and/or assurance: Certified Risk Management Professional, Certified Internal Auditor, Certified Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM)
- PMP, Lean, Agile, Six Sigma or Business Process Management Certification
- Artificial Intelligence Governance Professional (AIGP) Certification or equivalent
- Certified Information Privacy Technologist (CIPT), Certified Information Privacy Professional (CIPP), and/or Certification Information Privacy Manager (CIPM) Certifications
Benefits
- Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
ComplianceRisk ManagementProject ManagementProcess ManagementChange ManagementDocumentationTechnology Risk AssessmentPolicy DevelopmentStrategic RecommendationsStakeholder Communication
Soft skills
CollaborationInterpersonal SkillsConstructive ChallengeLeadershipOrganizational SkillsCommunication
Certifications
Certified Risk Management ProfessionalCertified Internal AuditorCertified Risk Management AssuranceCertified Regulatory Compliance ManagerPMPLeanAgileSix SigmaBusiness Process ManagementArtificial Intelligence Governance Professional