Compliance

• Provides compliance guidance and related services to the bank’s business units to ensure coverage across all laws, rules and regulations applicable to Byline Bank
• Assists in implementing and communicating new laws and regulations or changes to existing laws or regulations
• Supports business units in identifying compliance risks resulting from new or revised laws and regulations, ensures action plans are developed to manage risks, including effective training, procedures and other controls
• Provides input regarding compliance concerns relevant to current products and services offered, as well as during the ongoing process of development and changes to products and services
• Supports business units in the development and ongoing maintenance of business unit compliance policies, procedures, practices and other activities to assure compliance with applicable regulatory laws, rules and regulations, and related supervisory guidance
• Performs compliance risk assessments in conjunction with business partners to ensure all compliance risks and controls are appropriately identified
• Trains management and employees on relevant laws and regulations
• Responds to day-to-day compliance questions from management and staff
• Maintains proficient knowledge of applicable laws, regulations, and interpretations and attend external training when necessary
• Reviews marketing materials to ensure compliance with applicable rules and regulations
• Assists in implementing compliance responsibilities relating to mergers and acquisitions
• Identifies potential areas of compliance vulnerability and risk; develops and implements corrective action plans for resolution of problematic issues; and provides general guidance on how to avoid or deal with similar situations in the future.
• All other duties as assigned.

Compliance Officer – Advisory

Quality Specialist – Customer Compliance

Director, US Regulatory – Global Strategic Labelling

Senior Manager, Quality – Regulatory Affairs

Senior Regulatory Affairs Manager