Senior Vice President, Fixed Income & Equities, Regulatory and Change Lead

BNY

BNY regulatory and change leader overseeing Fixed Income and Equities governance. Driving remediation, risk management and cross-functional execution across Global Markets.

Posted 8/6/2026full-timeNew York City • New York • 🇺🇸 United StatesSenior💰 $104,000 - $228,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in leading regulatory, governance, and risk initiatives within Fixed Income and Equities markets, with a strong focus on cross-functional collaboration and stakeholder management. Proven ability to enhance regulatory processes and drive business transformation in a financial services environment.

Highest-signal resume keywords

Regulatory Initiatives LeadershipFixed Income Market KnowledgeEquities Market KnowledgeCross-Functional Program ManagementStakeholder Influence

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Regulatory ComplianceRisk ManagementGovernance FrameworksBusiness TransformationAudit ReadinessControl Environment StrengtheningSales & Trading Market StructureOperational EffectivenessRemediation InitiativesReporting on Regulatory Developments

Soft Skills

Strong CommunicationOrganizational SkillsProblem-Solving SkillsHigh Degree of OwnershipJudgment and Accountability

Certifications & Qualifications

Bachelor's Degree or Equivalent Experience

Industry Keywords

Financial ServicesGlobal MarketsBusiness ManagementCOO ExperienceControls Functions

About the role

Key responsibilities & impact

Lead regulatory, governance, risk and remediation initiatives across Fixed Income & Equities.
Partner with Business Heads, COOs and control functions to strengthen the regulatory and control environment.
Represent the business in governance forums, regulatory programs, audits and reviews.
Ensure effective oversight and audit readiness.
Provide senior leadership with reporting on regulatory developments, risks, remediation progress and priorities.
Drive cross-functional delivery across Business, Operations, Engineering, Legal, Risk, Compliance and Controls.
Support regulatory strategy and transformation initiatives.
Lead critical regulatory workstreams, resolve issues and coordinate stakeholder delivery.
Enhance regulatory processes, operating effectiveness and risk management practices.

Requirements

What you’ll need

Bachelor's degree or equivalent experience
5–10 years of experience in business management, COO, risk, controls, compliance or related leadership roles within financial services
Strong knowledge of Fixed Income and Equities markets, including Sales & Trading market structure
Experience leading regulatory, governance, control or business transformation initiatives
Ability to influence senior stakeholders and manage complex cross-functional programs
Strong communication, organizational and problem-solving skills
High degree of ownership, judgment and accountability
Experience partnering across Business, Operations, Engineering, Legal, Risk, Compliance and Controls functions in a Global Markets environment

Benefits

Comp & perks

Highly competitive compensation
Flexible global resources and tools
Wellbeing programs
Paid leaves, including vacation and sick time
Paid volunteer time
401(k) plan eligibility
Company-sponsored medical insurance
Company-sponsored dental insurance
Company-sponsored vision insurance
Basic life insurance for employees and eligible dependents
Potential annual discretionary incentive award