Senior Director, Compliance – Wealth Services

BNY

Senior Director position overseeing compliance for Wealth Services at BNY in New York City. Managing regulatory compliance and providing strategic advisory support to business leadership.

Posted 7/30/2026full-timeNew York City • New York • 🇺🇸 United StatesSenior💰 $136,500 - $300,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates extensive expertise in compliance advisory within the financial services sector, focusing on regulatory requirements, risk management, and compliance framework implementation. Proven ability to conduct risk assessments and provide senior compliance support to wealth management and capital markets businesses.

Highest-signal resume keywords

Compliance Framework ImplementationRegulatory Requirements AdvisoryRisk Management Best PracticesFinancial Industry Regulations (SEC & FINRA)Senior Compliance Support

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance AdvisoryRisk AssessmentRegulatory ComplianceFinancial Services ExperienceCompliance Monitoring

Certifications & Qualifications

Bachelor’s DegreeProfessional Certification

Industry Keywords

Wealth ManagementCapital MarketsCompliance VulnerabilitiesManaged Account Solutions

About the role

Key responsibilities & impact

Serve as a senior compliance advisor to business leadership on regulatory requirements
Lead the implementation and oversight of the compliance framework for the Wealth Services business
Lead advisory compliance coverage for BNY’s Managed Account Solutions’ business
Conduct risk assessments and collaborate on internal monitoring reviews to identify potential compliance vulnerabilities

Requirements

What you’ll need

Bachelor’s degree or professional certification preferred
15 years relevant compliance and/or financial services experience preferred
Expert knowledge of relevant financial industry rules and regulations (SEC & FINRA)
Strong understanding of compliance and risk management best practices
Experience providing senior compliance support to wealth management and capital markets businesses

Benefits

Comp & perks

Access to flexible global resources
Tools for your life’s journey
Focus on your health
Foster your personal resilience
Generous paid leaves, including paid volunteer time
Participation in 401(k) plan
Company-sponsored medical, dental, vision, and basic life insurance plans