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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates in-depth knowledge of the collective investment funds industry, including regulations and compliance related to various fund structures. Exhibits strong analytical skills, risk awareness, and the ability to effectively communicate and collaborate with stakeholders.
Highest-signal resume keywords
In-Depth Knowledge Of Collective Investment FundsFCA Authorisations ProcessRisk Awareness And Control FrameworksRegulatory Reporting And ComplianceAnalytical Skills And Attention To Detail
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory ComplianceFund Scheme Documentation ReviewIssues Testing And RemediationTrend AnalysisRegulatory Change Analysis
Soft Skills
Strong Communication SkillsCollaboration SkillsOwnership And AccountabilityAbility To PrioritizeAttention To Detail
Industry Keywords
Open-Ended Investment Companies (OEICs)Authorised Unit Trusts (AUTs)Authorised Contractual Schemes (ACS)UCITSNon-UCITS Retail Schemes (NURS)Qualified Investor Schemes (QIS)Long-Term Asset Funds (LTAF)
About the role
Key responsibilities & impact- Review of, and provision of guidance on, all applicable scheme documentation (including prospectuses; instruments of incorporation; trust deeds; FCA applications; schemes of arrangement; investor circulars; and risk management policies), in each case from a depositary and fiduciary perspective, with a view to ensuring compliance with all applicable regulations; protection of investor interests; and adherence to evolving regulator expectations;
- Providing high quality interpretation to fund manager clients, the depositary business, and the wider organisation in respect of regulatory and compliance matters relating to the interpretation of relevant regulations; and their application to technical aspects of collective investment fund operations
- Collation and submission of regular regulatory reporting
- Lead the analysis of regulatory change
- Represent the regulatory team in governance forums
- Represent BNY in industry forums
- Perform Issues/Embeddedness Testing reviews; assess remediation control design and operating effectiveness, document results, and drive follow‑up actions to closure.
- Lead the review of trend analysis on issues, developing additional action plans as necessary
Requirements
What you’ll need- In-depth knowledge of the collective investment funds industry and the rules and regulations pertaining thereto (particularly as they relate to open-ended investment companies (OEICs); authorised unit trusts (AUTs); and authorised contractual schemes (ACS), in each case structured as UCITS; non-UCITS retail schemes (NURS); qualified investor schemes (QIS) and Long-Term Asset Funds (LTAF)
- In-depth familiarity with authorised fund scheme documentation and the FCA authorisations process;
- Strong risk awareness with a deep understanding of control frameworks, testing methodologies, and remediation life cycles
- Strong communication and collaboration skills, with the ability to work effectively with stakeholders at all levels of the organization.
- Strong analytical skills and high attention to detail.
- Strong sense of ownership, accountability, and risk awareness.
- Ability to prioritize across multiple deadlines and manage a varied workload.
Benefits
Comp & perks- BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.
- We provide access to flexible global resources and tools for your life’s journey.
- Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.