General Counsel

• Report to the Head of BNY Pershing Legal and serve as a key adviser to the business.
• Manage and negotiate contracts for Pershing for a variety of advisory, brokerage, technology, and operational services.
• Provide general legal support to the broker-dealer, registered investment adviser and technology affiliate as needed.
• Advise on new product development and regulatory risk management decisions.
• Provide business leaders and associates with advice and guidance in identifying the critical problems to which the application of legal principals yields the greatest opportunities for minimizing risks and maximizing profits.
• Keep informed on legislation and rulemaking affecting business operations and developments in corporate and securities law practice and update the team and management as appropriate.
• Collaborate with business leaders and associates to develop legal and regulatory best practices.

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