BNY

Senior Portfolio Compliance Analyst – VP Level

BNY

full-time

Posted on:

Location Type: Hybrid

Location: London • Massachusetts • United States

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Salary

💰 $68,000 - $100,000 per year

Job Level

Senior

About the role

  • Assist in the oversight of the investment guideline compliance program for BNY Mellon Investments
  • Monitor pre- and post-trade violations generated from the compliance system, as well as properly code, test, and troubleshoot restrictions and guidelines.
  • Coordinate and/or communicate with clients, portfolio management, traders, operations and data team to resolve issues.
  • Support the onboarding process for new client accounts, review and perform updates to client guidelines, including regulatory rules in connection with sub-advised registered funds, and process client restricted lists.
  • Work on various projects involving various compliance related matters independently as well as with other members of the group.

Requirements

  • A minimum of 5+ years of relevant portfolio compliance experience.
  • A BA/BS, MBA, CFA or equivalent
  • A broad understanding of different asset classes and knowledge of securities laws including the 1940 ACT, UCITs, and ERISA.
  • The ability to demonstrate strong analytical and problem-solving skills and possess excellent attention to detail.
  • Excellent oral and written communication skills and confidence in interacting with other internal business units.
  • The ability to handle stressful situations with internal clients, while maintaining a professional approach to problem solving.
  • Experience using Blackrock Aladdin is a plus.
  • A willingness to provide support for evening trading hours on a rotational basis (1-2 days a week)
Benefits
  • Highly competitive compensation
  • Flexible global resources and tools for life’s journey
  • Focus on health
  • Generous paid leaves including paid volunteer time

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
portfolio complianceanalytical skillsproblem-solving skillsattention to detailasset classes knowledgesecurities laws knowledge1940 ACTUCITsERISA
Soft skills
oral communicationwritten communicationinterpersonal skillsprofessionalismstress management
Certifications
BABSMBACFA