Senior Associate, SOX Control & Compliance
BNY
full-time
Posted on:
Location Type: Hybrid
Location: Wroclaw • 🇵🇱 Poland
Visit company websiteJob Level
Senior
About the role
- Support the Group Manager in the execution of the BCBS 239 independent testing program by taking ownership of assigned validations and delivering the following key activities:
- Execute rigorous verification and testing of BCBS 239 related reports, processes, and controls.
- Independently assess, through verification and testing, the controls to ascertain whether they are compliant with BCBS 239 principles.
- Identify control gaps related to the BCBS 239 principles through verification and testing.
- Coordinate with control owners on remediation plans including following through to ensure corrective actions are achieved within agreed timescales.
- Support the execution of the BCBS 239 assessment program in providing thorough and reliable identification of planning, testing, documentation, and reporting of the effectiveness of BCBS 239 compliance for delivery to senior management and external committees.
- Establish strong working relationships with stakeholders across all levels and departments of the organization.
- Lead and/or assist on special projects as the need arise.
- Contributes to the achievement of team goals.
Requirements
- Bachelor’s Degree or the equivalent combination of education and experience is required.
- 3-5 years of total work experience in public accounting, BCBS 239, SOX testing, financial services or shared services is preferred.
- Certified Public Accountant (CPA) or Chartered Accountant (CA) certification (preferred but not required).
Benefits
- BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.
- We provide access to flexible global resources and tools for your life’s journey.
- Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
BCBS 239 testingverificationcontrols assessmentcompliance testingreportingremediation planningdocumentationfinancial servicesSOX testing
Soft skills
stakeholder managementrelationship buildingteam collaborationcommunicationleadership
Certifications
Certified Public Accountant (CPA)Chartered Accountant (CA)