Operational & Clinical Compliance Coordinator
LEARN Behavioral
Vice President, SOX IT Control and Compliance I
BNY
full-time
Posted on:
Location: Pennsylvania • 🇺🇸 United States
Visit company websiteJob Level
Lead
About the role
- Perform assessment of IT components within internal controls over financial reporting to ensure compliance with the Sarbanes-Oxley Act (SOX).
- Demonstrate sound knowledge of IT general controls and application controls with a thorough understanding of SOX.
- Ensure IT general controls and application controls over financial reporting are sound and effective to ensure compliance with SOX.
- Contribute to execution of the SOX IT plan: assess key IT controls for in-scope systems, testing, documentation and reporting to senior management.
- Manage multiple deliverables across time-sensitive deadlines and execute test of design and test of operating effectiveness with limited oversight.
- Support senior colleagues with tracking status of control deficiencies, review remediation by process owners and document findings for SOX management.
- Collaborate with business and technology stakeholders to identify ways to improve testing efficiency and issue reporting communications.
- Contribute to achievement of IT SOX team goals; no direct reports.
Requirements
- Bachelor's Degree or the equivalent combination of education and experience is required.
- Minimum of 3-6 years of experience in IT risk/controls, Internal IT Audit, Public Accounting IT audit or a combination.
- Financial Services industry experience is highly preferred.
- Certified Information Systems Auditor (CISA) or an equivalent IT certification is highly preferred but not required.
- Experience with GRC software (AuditBoard) or data analytic tools (Power BI, Alteryx) is preferred.
- Experience in information systems and IT general controls auditing, IT audit and SOX testing preferred.
