BNY

Director, Digital Assets Risk and Controls

BNY

full-time

Posted on:

Location Type: Hybrid

Location: Houston • Texas • 🇺🇸 United States

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Job Level

Lead

About the role

  • Leads the risk identification and assessment process for new products and processes, advising product and operations teams on the implementation of controls to mitigate risk and ensure compliance with rules/regulations.
  • Develops a comprehensive understanding of the regulatory environment, including U.S. and non-U.S. rules/regulations focused on the digital assets and banking industries.
  • Serves as a trusted business partner to assist the business in meeting its requirements from other parts of the bank, including compliance risk assessments, control reviews, information security, sourcing, resiliency, etc.
  • Assists fellow team members as necessary in carrying out firm-wide third party governance framework and resiliency protocols.
  • Develops materials and participates in regulatory meetings, and plays a lead role in managing regulatory exams, including documentation requests and presentation materials.
  • Maintains familiarity with industry best practices and seeks opportunities to implement as appropriate, as well as developing appropriate metrics and key objectives for the team.
  • Resolves complex issues or inquiries from senior-level or individuals across the firm, as needed.
  • Closely collaborates with colleagues in 2LOD (Risk and Compliance) as well as 3LOD (Internal Audit).
  • Contributes to developing the training strategy for the Digital Asset Business.
  • Performs BNY required Enterprise-Wide Risk Framework activities on behalf of the Digital Asset Business, as well as liaising with other areas within the firm on behalf of the Digital Assets Business.

Requirements

  • 10+ years of experience; with demonstrated experience in one or more of the following functions: audit, risk, controls, compliance, operations, or legal.
  • Proven experience navigating a new business or function at multiple levels, with an ability to immediately begin identifying potential risks and areas for improvement.
  • Excellent written and verbal communication skills necessary to develop effective materials and work with peers, executives, and stakeholders in functions/business areas across the firm.
  • Experience leading and managing teams, including a focus on mentoring/coaching and goal setting.
  • Several years of experience supporting entities or businesses in the digital assets, blockchain/DLT, banking, or related technologies space.
  • Proven experience assessing the design and effectiveness of processes and controls.
  • Demonstrated understanding of risk identification, assessment, and mitigation.
  • Demonstrated experience reviewing, revising, and writing policies and procedures.
  • Demonstrated experience leading complex projects and implementing solutions.
  • Experience working with multi-disciplinary teams comprising product managers, engineers, operations, as well as risk and compliance.
Benefits
  • BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.
  • We provide access to flexible global resources and tools for your life’s journey.
  • Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
risk identificationrisk assessmentcompliancecontrolsauditoperationspolicy writingproject managementprocess designmetrics development
Soft skills
communicationmentoringcoachingcollaborationproblem-solvingleadershipteam managementstakeholder engagementtraining strategy developmentpresentation skills
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