Compliance Analyst
AlphaSense
Senior Compliance Officer
BMO U.S.
full-time
Posted on:
Location Type: Office
Location: Chicago • Illinois, Wisconsin • 🇺🇸 United States
Visit company websiteSalary
💰 $81,400 - $151,800 per year
Job Level
Senior
About the role
- Assists in the implementation, maintenance and administration of a specific compliance program
- Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance Program
- Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met
- Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies and programs to address them
- Identifies risks and implements appropriate actions to mitigate them
Requirements
- Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience
- Recognized compliance certificate or equivalent preferred
- Detailed knowledge of consumer protection regulations and related marketing and advertising guidelines
- Skilled knowledge of regulatory/ compliance requirements and the operations of a single client group
- May require experience at regulatory body for one or more compliance area(s)
Benefits
- Health insurance
- Tuition reimbursement
- Accident and life insurance
- Retirement savings plans
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
risk assessmentmonitoringtestingsurveillanceregulatory compliancepolicy implementationrisk mitigationconsumer protection regulationsmarketing guidelinesadvertising guidelines
Soft skills
advisory skillscollaborationcommunicationorganizational skillsanalytical skills
Certifications
compliance certificate