BlackRock

Vice President, Global Product Solutions – ETF Regulatory Review

BlackRock

full-time

Posted on:

Location Type: Hybrid

Location: Boston • California • Massachusetts • United States

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Salary

💰 $90,000 - $130,000 per year

About the role

  • Review, provide advice, and approve ETF communications including new fund launch materials, market commentaries, product marketing, web, tools, social media, thought leadership and sales presentations
  • Cultivate and deepen expertise in the ETF ecosystem and investment strategies including model portfolios, thematic investing, active strategies and fixed income
  • Develop and apply a robust knowledge of FINRA advertising rules, ’40 Act and ’33 Act communications standards
  • Lead special projects
  • Design and conduct robust ETF communications training

Requirements

  • Bachelor’s degree
  • 3+ years (ASO) or 5+ years (VP) compliance background with a broker-dealer, mutual fund, or ETF business
  • 1+ years advertising review experience
  • Strong familiarity with FINRA and SEC advertising rules
  • Series 7 registration required; Series 63 and 24 preferred (absolutely required within 2 months)
  • Excellent organizational and interpersonal skills
  • Strong analytical skills, clear writing style, acute attention to detail
  • Ability to build relationships within the firm and coordinate thoughtfully across teams
Benefits
  • health insurance
  • retirement benefits
  • leave benefits
  • annual discretionary bonus
  • Flexible Time Off (FTO)
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
ETF communicationsadvertising reviewinvestment strategiesmodel portfoliosthematic investingactive strategiesfixed incomeFINRA advertising rules'40 Act communications standards'33 Act communications standards
Soft Skills
organizational skillsinterpersonal skillsanalytical skillsclear writing styleattention to detailrelationship buildingcoordination across teams
Certifications
Bachelor’s degreeSeries 7 registrationSeries 63 preferredSeries 24 preferred