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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in overseeing daily operations within the TradFi industry, focusing on trade operations, corporate actions, and reconciliation while ensuring compliance with regulatory requirements. Proficient in developing SOPs and implementing operational risk management procedures to enhance efficiency and mitigate risks.
Highest-signal resume keywords
TradFi Industry ExperienceTrade Operations KnowledgeCorporate Actions ManagementSOP DevelopmentOperational Risk Management
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Equities OperationsETFs OperationsReconciliationClearing & SettlementTrade SupportMiddle Office OperationsOperational Controls DesignRegulatory Compliance Knowledge
Soft Skills
CollaborationEffective Communication
Industry Keywords
SecuritiesBrokerage OperationsExchange OperationsClient-Asset ProtectionMarket Risk Mitigation
About the role
Key responsibilities & impact- Oversee smooth daily operations across the suite of TradFi products, in line with company policies and applicable regulatory requirements.
- Develop, maintain and enhance standard operating procedures (SOPs) that reflect industry best practices and improve operational efficiency.
- Establish and implement operational risk management procedures to mitigate operational and market risks.
- Process equities corporate actions accurately and on time.
- Own reconciliation between the company and its clearing brokers, including break investigation and escalation.
- Collaborate with Product and Tech teams to support new product launches and workflow design
Requirements
What you’ll need- At least 5 years of experience in the TradFi industry, preferably in securities, brokerage or exchange operations.
- Strong knowledge of trade operations across equities and ETFs; exposure to listed derivatives (futures/perpetuals) is a plus.
- Hands-on experience driving corporate actions, reconciliation, clearing & settlement, or trade support / middle office.
- Fluency in building clear SOPs and designing operational controls.
- Ability to work effectively across Product, Tech, Compliance and Customer Support.
- Familiarity with the regulatory principles and industry practices around brokerage operations and client-asset protection
Benefits
Comp & perks- Competitive salary and company benefits
- Work-from-home arrangement (the arrangement may vary depending on the work nature of the business team)
