General Counsel

• Analyze potential legal risks and regulatory requirements for new products and technologies
• Lead the regulatory licensing process in specific jurisdictions and project manage other teams to obtain key licenses
• Prepare responses to regulatory inquiries from FINRA, NFA, and state securities regulators
• Detail product and marketing compliance requirements for retail-user facing securities broker-dealers, introducing brokers, futures commissions merchants and similar regulated entities
• Outline and oversee regular periodic reporting requirements
• Interpret laws and other compliance obligations into requirements for Compliance, Operations, Product, and Engineering teams
• Assist with civil, litigation or regulatory matters and supervise outside counsel as needed
• Remain up-to-date on relevant finance, payments and digital currency space to ensure an ongoing ability to provide sound marketing compliance advice
• Move projects along with a scrappy, no-ego mindset
• Quickly learn our dynamic business and our evolving needs as a means of unblocking stuck items and pushing things to completion
• Help draft public-facing descriptions of new products and technologies

Counsel, Regulatory

Associate Legal Counsel

Global Employment Counsel

Senior Counsel

Associate Counsel, Legal Promotions – Marketing