Registered Wealth Management Client Associate

Bank of America

Client Associate providing excellent client service and support to Financial Advisors at Merrill Wealth Management. Role includes educating clients on banking offerings and managing client relationships.

Posted 7/15/2026full-timePortland • Maine • 🇺🇸 United StatesJuniorMid-Level💰 $27 - $45 per hourWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in client service and relationship management while ensuring compliance with banking policies and procedures. Holds relevant FINRA certifications and possesses advanced knowledge of investment products to effectively support clients and Financial Advisors.

Highest-signal resume keywords

FINRA Securities Industry Essentials (SIE)Series 7Series 66Client-Centric MindsetAdvanced Industry Knowledge

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Investment Products KnowledgeClient Relationship ManagementOperational ExcellenceRisk Management

Soft Skills

Enthusiastic Self-StarterStrong Work EthicAdaptability

Certifications & Qualifications

FINRA Securities Industry Essentials (SIE)Series 7Series 66

Industry Keywords

Client ServiceBanking OfferingsFinancial Advisor (FA) SupportComplianceClient Education

About the role

Key responsibilities & impact

Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings
Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests
Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk
Identifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FA
Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset

Requirements

What you’ll need

Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)
Possesses advanced industry knowledge and an understanding of investment products
Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results
Demonstrates a client-centric mindset, always acting in the best interest of the client
Has the ability to learn and adapt to new information and technology platforms.

Benefits

Comp & perks

This role is currently benefits eligible.
We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.