GFC Investigator – Brokerage, AML

Bank of America

Global Financial Crimes Compliance Investigator handling complex investigations for financial crimes. Conducting and reporting on investigations while ensuring compliance with regulatory guidelines.

Posted 6/26/2026full-timeDallas • New Jersey • 🇺🇸 United StatesMid-LevelSenior💰 $68,500 - $102,000 per yearWebsite

About the role

Key responsibilities & impact

Completes investigations while overseeing cases meet or exceed closure and quality metrics
Completes Suspicious Activity Reports (SAR) in a timely and accurate manner
Reports facts of the investigation to senior stakeholders

Requirements

What you’ll need

Minimum of five years of relevant experience
Understanding of Retail Brokerage Products, Clients, and Services
FINRA Securities Essential Exam/FINRA Series 7, Series 6 or relevant experience
Understanding of Rules, Regulations, and Compliance (FINRA/SEC)

Benefits

Comp & perks

Industry-leading benefits
Access to paid time off
Resources and support to employees

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

investigationsSuspicious Activity Reportsclosure metricsquality metrics

Soft Skills

oversightreportingstakeholder communication

Certifications

FINRA Securities Essential ExamFINRA Series 7FINRA Series 6