Market Supervision Manager

Bank of America

. Manage delegated compliance, administrative and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities .

Posted 5/20/2026full-timeGreensboro • North Carolina • 🇺🇸 United StatesMid-LevelSeniorWebsite

About the role

Key responsibilities & impact

Manage delegated compliance, administrative and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities
Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk
Coach advisors in supporting the company strategy and continuing to grow their businesses

Requirements

What you’ll need

Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses
Minimum of 5+ years professional experience
Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products

Benefits

Comp & perks

In-office culture with appropriate flexibility
Commitment to diversity

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

financial transactionsrisk managementcompliance monitoringwealth management conceptsfinancial services products

Soft Skills

coachingdecision makingstrategic support

Certifications

SIESeries 7Series 66Series 63Series 65Series 9Series 10Series 8