Senior Supervision Manager
Bank of America
full-time
Posted on:
Location Type: Office
Location: Hunt Valley • Maryland, New Jersey, Rhode Island • 🇺🇸 United States
Visit company websiteSalary
💰 $101,000 - $108,600 per year
Job Level
Senior
About the role
- Operates as a liaison to senior leadership for day to day responsibilities of the team
- Perform all activities associated with the Supervision Manager role
- Responsible for day to day front line supervision, including mandated supervisory reviews and enterprise alerts, trade, solution & enrollment review
- Additional responsibilities include development of advisor and associate proficiency through supplemental training, active coaching & remediation of policy and procedure violations
Requirements
- Minimum of three years of experience in Consumer Investment Field Supervision
- Must have FINRA Series 7, 8 or 9/10, 63/65 or 66 (in lieu of the 8 or 9/10, would consider candidates holding all of the following licenses: 4, 24 and 53)
- Familiarity with compliance and regulatory issues
- Strong auditing background with willingness to travel
- Strong leadership abilities, communication and delegation skills
- Experience with Microsoft Word, Excel and PowerPoint
Benefits
- Health insurance
- Paid time off
- Annual discretionary awards based on performance
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
Consumer Investment Field Supervisionauditingcomplianceregulatory issuessupervisory reviewstrade reviewsolution reviewenrollment reviewcoachingremediation
Soft skills
leadershipcommunicationdelegation
Certifications
FINRA Series 7FINRA Series 8FINRA Series 9/10FINRA Series 63FINRA Series 65FINRA Series 66FINRA Series 4FINRA Series 24FINRA Series 53