Financial Crime

• Provide leadership and oversight for sanctions screening tools used in transaction and customer screening
• Drive governance processes to support the onboarding new screening lists, defining screening list rules, and ensuring appropriate list applicability across all sanctions screening technologies
• Collaborate with cross-functional teams to maintain accurate data mapping, lineage tracing, and integrity checks within sanctions screening systems
• Monitor, test, and report on tool performance metrics and control effectiveness, leveraging data analytics to identify trends and improvement opportunities
• Support program management and change management for initiatives impacting sanctions screening technology, ensuring milestones, deliverables, and risk management are tracked and communicated
• Advises and directs the development and maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed
• Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders
• Monitors the changes in regulations applicable to Global Financial Crimes
• Participates in industry forums and monitors regulatory expectations, emerging legislation and regulation, political scrutiny, litigation and key influencers to identify and mitigate emerging risks
• Escalates financial crimes related compliance and operational risks and issues to appropriate governance routines, management/board level committees
• Identifies, aggregates, reports, escalates, inspects, and challenges the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes
• Reviews and challenges internal and external operational loss events, including the development of remediation plans to strengthen controls

Global Financial Crimes Manager – Economic Sanctions

Global Financial Crimes Investigations Manager – Brokerage

Global Financial Crimes Manager – Global Banking

Business Control Manager – Global AML & Onboarding Operations

Global Financial Crimes Manager – AML/Sanctions Risk Assessment