Risk

• Responsible for the investigation of potential At-Risk Person referrals pertaining to Wealth Management clients.
• Ensures thorough, timely investigations with consistent application of At-Risk Person Investigation procedures.
• Proficient knowledge of regulatory, reputational, operational, and legal risks encountered in the course of investigations.
• Proficient knowledge of bank systems/technology used in the course of investigations, as well as the enterprise, businesses, products, core corporate functions and bank policies.
• Maintains relationships with key business partners, including Wealth Management client advisory teams, Global Risk and Legal.
• Demonstrates excellent written and verbal communication skills, and provides consultation and guidance on investigative related issues to influence partners and outcomes.
• Documents cases appropriately and may engage directly with regulators or law enforcement.
• Responsible for documenting and referring instances of elder financial exploitation fraud for appropriate suspicious activity reporting as applicable.

Senior At-Risk Persons Investigator

Risk & Control Issue Manager

Third-Party Risk Professional