Financial Crime

• Provide guidance on sanctions-related matters, including compliance with OFAC, EU, UK, and other global sanctions regimes
• Assess and advise on sanctions risks related to transactions, clients, products, and services
• Conduct sanctions risk assessments and escalate potential sanctions violations to senior compliance leadership as needed
• Support the development, implementation, and enhancement of sanctions compliance policies, procedures, and controls
• Advise internal stakeholders, including business units and operations teams, on sanctions-related regulatory requirements and best practices
• Review and analyze alerts, transactions, and investigations related to potential sanctions violations
• Assist in regulatory inquiries, audits, and examinations related to sanctions compliance
• Monitor and interpret regulatory developments, enforcement actions, and industry trends to enhance the bank’s sanctions compliance framework
• Collaborate with other compliance, legal, and risk management teams to ensure a coordinated approach to sanctions compliance
• Contribute to training programs and awareness initiatives to promote a strong sanctions compliance culture across the organization
• Advise and direct the development and maintenance of financial crimes owned policies and standards, and review relevant FLU/CF-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed
• Produce and/or oversee independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders
• Monitor the changes in sanctions laws and regulations, including advising business leaders, directing the appropriate areas to implement or amend policies, standards, procedures and/or processes to address regulatory requirements, and challenging the implementation plan as needed
• Participate in industry forums and monitor regulatory expectations, emerging legislation and regulation, political scrutiny, litigation and key influencers to identify and mitigate emerging risks
• Escalate sanctions-related compliance and operational risks and issues to appropriate governance routines, management/board level committees
• Identify, aggregate, report, escalate, inspect, and challenge the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to sanctions compliance

Global Financial Crimes Manager – Economic Sanctions

Manager, Financial Investigations and Dispute Advisory Services

Senior Manager, Know Your Customer (KYC) Advisory Governance

Director, Enterprise Know Your Customer, KYC Compliance Program

Global Financial Crimes Manager – Enterprise Monitoring & Testing Program