Compliance

• driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF)
• providing analytical and administrative support for LOB or ECF specific processes and tools to drive adherence to enterprise-wide standards
• monitoring and testing controls and implementing quality assurance and quality control processes within the LOB or ECF by evaluating data to help identify, track, and report issues and control improvements for remediation
• supporting timely and accurate Regulatory, Audit & GCOR Engagements
• collaborating with peers and Subject Matter Experts and Leaders to analyze assessment questions, authoring, editing and reviewing responses inclusive of overviews or deep dive presentations on technical areas of focus
• reviewing technical evidence returned, ensuring complete and accurate responses, and executing review and analysis of identified control deficiencies to drive to appropriate disposition

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