Compliance

• leads the assessment of the design and effectiveness of the risk and control environment to support Client Operational Services
• performs monitoring and testing of controls, identifying issues and control improvements for remediation
• manages the performance and productivity of team members that conduct quality inspection reviews
• ensures timely execution of QA activities including control execution, case management, and results reporting
• manages and reviews all operations front line unit responses for regulatory exams, internal audits, and other monitoring and inspection reviews

Business Control Manager – Technology Risk & Regulatory Lead

Business Control Manager – Technology Risk & Regulatory Engagement Lead

Quality Specialist – Customer Compliance

GRC Services, Trust, Assurance Analyst

Senior Export Compliance Officer